IIA iia-ccsa practice test

Control Self-Assessment? Exam

Last exam update: Jun 18 ,2024
Page 1 out of 18. Viewing questions 1-15 out of None

Question 1

The organization has a mechanism to ensure the prompt resolution of findings from audits and other
reviews through:

  • A. Program evaluation
  • B. Audit resolution
  • C. Ongoing monitoring
  • D. Control environment
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Answer:

B

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Question 2

Which of the following is Correct?

  • A. Communications from external parties should corroborate internally generated data or indicate problems with internal control.
  • B. Approval from external parties should corroborate externally generated data or indicate problems with internal control.
  • C. Communications from internal parties should corroborate internally generated data or indicate problems with external control.
  • D. Communications from internal parties should corroborate externally generated data or indicate problems with external control.
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Answer:

A

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Question 3

Management has a strategy to ensure that ____________ is effective and will trigger separate
evaluations where problems are identified or systems are critical and testing is periodically desirable.

  • A. System monitoring
  • B. Activity-level monitoring
  • C. Internal control monitoring
  • D. Ongoing monitoring
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Answer:

D

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Question 4

After the risks to the organization have been identified, management undertakes a thorough and
complete analysis of their possible effects, this is called:

  • A. Risk assessment
  • B. Risk management
  • C. Risk analysis
  • D. Risk control
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Answer:

C

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Question 5

What flow from and are linked with the organization’s entity wide objectives and strategic plans?

  • A. Entity wide plans
  • B. Activity-level objectives
  • C. General applications
  • D. Risk control activities
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Answer:

B

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Question 6

___________ are clearly communicated to all employees and management obtains feedback
signifying that the communication has been effective.

  • A. Entity wide objectives
  • B. Activity-level objectives
  • C. Presentations
  • D. Forms and means of communication
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Answer:

A

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Question 7

Employees are provided a proper amount of supervision in:

  • A. Establishment of organizational objectives
  • B. Oversight groups
  • C. Assignment of authority
  • D. Human resource policies and practices
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Answer:

D

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Question 8

The delegation of authority is not well appropriate in relation to the assignment of responsibility.

  • A. True
  • B. False
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B

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Question 9

Which of the following is Correct?

  • A. The organizations competence to standards is appropriate for its size and the nature of its operations.
  • B. The organization’s operating style is appropriate for its size and the nature of its operations.
  • C. The organizations organizational structure is appropriate for its size and the nature of its operations.
  • D. The organizations organizational authority and responsibility is appropriate for its size and the nature of its operations.
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Answer:

C

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Question 10

The organization has performed analyses of the knowledge, skills, and abilities needed to perform
jobs in an appropriate manner in order to:

  • A. Management’s philosophy
  • B. Commitment to competence
  • C. Organizational structure
  • D. None of the above
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Answer:

B

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Question 11

An ethical tone has been established at the top of the organization and has been communicated
throughout the organization.

  • A. True
  • B. False
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A

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Question 12

What assesses the quality of performance over time?

  • A. Internal control monitoring
  • B. Business decisions
  • C. Organizational policies and procedures
  • D. Standardization
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A

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Question 13

Which risk exposure has extensive control response of presidential approval for public
announcements and can result in poor efficiency.

  • A. Increase in loss of assets
  • B. Poor business decisions
  • C. Excessive non-compliance
  • D. Public scandals
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Answer:

D

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Question 14

Escalation of poor business decisional risk has extensive control response of complex review and can
result in:

  • A. Loss of productivity
  • B. Excessive labor cost
  • C. Missed opportunities
  • D. Loss in process advancement
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Answer:

C

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Question 15

In order to achieve balance between ________ and _______, internal controls should be proactive,
value-added, cost-effective, and manage risk exposure.

  • A. Risk, productivity
  • B. Risk, control
  • C. Control, productivity
  • D. Test, risk
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Answer:

B

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